Douglas Braff — SPARQNOW

At-a-Glance

Managing Director at UBS Financial Services, Inc. since 1995.
Lead Financial Advisor for 13 Corporate Equity Compensation Programs at UBS.
Over 40 years of experience in the financial services industry.
Began his career as a stockbroker at Kidder Peabody in 1985.
Created a nationwide group at Kidder Peabody to handle Rule 144 and employee stock option transactions.
Holds a BA in Economics and Business Administration from Vanderbilt University (1982).

Biography

Douglas Braff is a Managing Director at UBS Financial Services, Inc., where he specializes in corporate equity compensation plans. He serves as the Lead Financial Advisor for 13 such programs. Braff brings over 40 years of experience to the financial services industry.

He began his career in 1985 as a stockbroker at Kidder Peabody. During his time there, he established a nationwide group dedicated to managing Rule 144 transactions and employee stock option transactions.